Complete Reliable CIFC Real Exam & Guaranteed IFSE Institute CIFC Exam Success with High-quality New CIFC Study Notes
Complete Reliable CIFC Real Exam & Guaranteed IFSE Institute CIFC Exam Success with High-quality New CIFC Study Notes
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Tags: Reliable CIFC Real Exam, New CIFC Study Notes, CIFC Minimum Pass Score, Valid Test CIFC Vce Free, CIFC Valid Test Voucher
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IFSE Institute Canadian Investment Funds Course Exam Sample Questions (Q217-Q222):
NEW QUESTION # 217
Xian-Li believes she is a sophisticated investor. She has constructed her own portfolio and has had some success. She does not believe in studying a company's details such as earnings, expenses, or assets. She is more concerned with patterns in a company's stock price over time. She believes patterns form and can be used to predict future movements in the market.
How does Xian-Li evaluate the companies in her portfolio?
- A. technical analysis
- B. value analysis
- C. fundamental analysis
- D. flowchart analysis
Answer: A
Explanation:
Explanation
Technical analysis is the method of evaluating securities by analyzing the statistics generated by market activity, such as past prices and volume. Technical analysts do not attempt to measure a security's intrinsic value, but instead use charts and other tools to identify patterns that can suggest future activity. Xian-Li is using technical analysis to evaluate the companies in her portfolio. References: Canadian Investment Funds Course (CIFC) | IFSE Institute
NEW QUESTION # 218
What type of mutual fund can invest in specified derivatives and forward contracts for grains, meats, metals, energy products, and coffee?
- A. commodity pool
- B. global equity fund
- C. specialty fund
- D. labour-sponsored investment fund
Answer: A
NEW QUESTION # 219
Which of the following Dealing Representatives has CORRECTLY fulfilled their suitability obligation?
- A. Clarence determines that the Absolute Alternative Fund is suitable for all of his clients. Clarence believes that all investors need alternative funds in order to be properly diversified.
- B. Roderik determines that the model portfolio he has developed will be suitable for all of his clients.Roderik has included investments with both income and growth to appeal to all investors.
- C. Li Ming recommends the Venturex Labour-Sponsored Fund to her client, Park. While Park has low tolerance and capacity for risk, Li Ming provides detailed disclosure which explains the fund's risks.
- D. Kiri recommends the Conservative Bond Fund to his client, Myrtle. The fund generates income and Myrtle's investment objective is "income" on her Know Your Client (KYC) form.
Answer: D
Explanation:
Explanation
Kiri has correctly fulfilled his suitability obligation by matching the risk-return profile of the fund with the personal circumstances of his client. The Conservative Bond Fund is a low-risk, low-return fund that pays regular interest income to investors. Myrtle's investment objective is "income", which means she wants to receive steady income from her investments and preserve her capital. Therefore, Kiri's recommendation is reasonably suitable for Myrtle in all the circumstances. (Canadian Investment Funds Course, Chapter 2, Section 2.3) References:
Canadian Investment Funds Course, Chapter 2, Section 2.3: Conflicts of Interest IFSE Institute: Suitability Obligations1 SFC: Frequently Asked Questions on Compliance with Suitability Obligations2
NEW QUESTION # 220
Your clients, Philip and Helen, have a disabled son, Alex, age 22. They want to set up a registered disability savings plan (RDSP) for Alex and have asked you for some information.
Which statement is TRUE?
- A. Philip and Helen's contributions are refundable to them.
- B. Philip and Helen's contributions are tax-deductible.
- C. There is no annual or lifetime maximum limit on contributions.
- D. Alex must quality for the disability tax credit.
Answer: D
NEW QUESTION # 221
Maureen is 65 years old and will be retiring soon. She has a modest portfolio of mutual funds that focus on growth. As she approaches retirement, Maureen wants to switch to investments that provide steady income with low to medium risk.
Given Maureen's wishes, which of the following mutual funds would be suitable for her?
- A. money market funds, global equity funds, bond funds
- B. Canadian dividend funds, global equity index funds, bond funds
- C. money market funds. Canadian dividend funds, sector funds
- D. money market funds, mortgage funds, bond funds
Answer: D
NEW QUESTION # 222
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